• Patrick Michael Carroll Suspended as Centaurus Financial Ordered to Pay $634k Restitution
  • Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration
  • FINRA Orders Centaurus Financial to Pay Over $634,000 in Restitution in Variable Annuity Case
  • FINRA Fines Centaurus Financial $1.1 Million Over Variable Annuity Sales and Reg BI Violations
  • Galen Kopman, Formerly of Centaurus Financial, Facing Pending Customer Dispute Alleging He Recommended Unsuitable Investments
  • Royce Running, Broker with Centaurus Financial, Facing Customer Dispute Alleging Unsuitable and Illiquid Investment Recommendations