Patrick Michael Carroll Suspended as Centaurus Financial Ordered to Pay $634k Restitution
Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration
FINRA Orders Centaurus Financial to Pay Over $634,000 in Restitution in Variable Annuity Case
FINRA Fines Centaurus Financial $1.1 Million Over Variable Annuity Sales and Reg BI Violations
Galen Kopman, Formerly of Centaurus Financial, Facing Pending Customer Dispute Alleging He Recommended Unsuitable Investments
Royce Running, Broker with Centaurus Financial, Facing Customer Dispute Alleging Unsuitable and Illiquid Investment Recommendations


