• Richard Pittman, Broker for Cetera Advisors, Named in Dispute Over Suitability
  • Greg McKinney, Formerly of Cetera Advisors, Barred by FINRA Following Failure to Provide…
  • Christopher Kozak, Formerly of Cetera Advisors, Suspended by FINRA for Failure to Disclose an Outside Business Activity
  • Cetera Advisors, LLC Charged with Breach of Fiduciary Duty and Defrauding Clients
  • Broker Investigation: Stephen C. Carver Formerly with Cetera Advisors
  • Broker Investigation: Nina Jessee