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Broker Investigation: Ami Forte and Charles Lawrence Exploit Cognitively Impaired Client and Commit Numerous Violations

Jeffrey Sonn
Dec 31, 2018
Posted in Investment Loss Investigations

A December 20th FINRA regulatory decision charged previously registered brokers Ami Forte (CRD#: 2457536) and Charles Joseph Lawrence (CRD#: 3131566) for violating NASD and FINRA[...]