David Fagenson

Broker Investigation: David Fagenson

Jeffrey Sonn
Nov 28, 2018
Posted in Investment Loss Investigations

Former UBS Financial Services Inc. broker, David Fagenson (CRD#: 1652012) was suspended last week by the Financial Industry Regulatory Authority, Inc. (FINRA) for numerous unsuitable[...]

UBS Sues Fired Broker David Fagenson for Not Paying FINRA Arbitration Award

Jeffrey Sonn
Oct 23, 2018
Posted in Investment Loss Investigations

David Fagenson (CRD#: 1652012) is currently employed as a broker at Newbridge Securities Corporation in Boca Raton. Prior to joining this brokerage firm, Mr. Fagenson[...]