• Timothy Tremblay Discloses $750,000 Customer Complaint Over Investment and Annuity Recommendations
  • Christ Mavrakos Discloses $250,000 Customer Complaint Involving Short Positions
  • Brendan Andrew Jones Discloses $257,780 FINRA Advisory-Account Claim
  • Trent Tomlin Discloses $750,000 FINRA Claim Involving Multifamily Investments
  • Eric Scott Johnson Discloses $1.65 Million FINRA Beneficiary-Change Claim
  • FINRA Complaints Involving Substantial Investor Losses: October 2026 Update