• James Lukezic Faces FINRA Disciplinary Action Over Alleged $1.1 Million in Unauthorized Mutual Fund Transactions
• Michael Joseph Russo FINRA Complaint: Unsuitability and Unauthorized Trading Allegations
• Stephen Sullivan FINRA Complaint: Churning, Excessive Trading, and Failure to Provide Testimony
• Michael Venturino FINRA Complaint: Unauthorized Trading and Excessive Trading Allegations