• Broker Jing Li Suspended for Willfully Hiding Felony Grand Theft Charges on Form U4
• Broker Curtis Wayne Smith Suspended for Impersonating a Customer
• Broker Andrew Stephen Mogol Suspended by FINRA for Free-Riding
• Jacob Lee Harper Suspended by FINRA for Improper Customer Loans
• Newbridge Securities Broker James Cox Subject of Five Customer Disputes & FINRA Suspension