Douglas Leone (CRD#: 2453784) is a formerly registered securities broker. From 2013 to 2017, Mr. Leone was employed at Salomon Whitney Financial in Melville, New[...]
FINRA
Gary Adkin (CRD#: 3084484) is an actively registered securities broker and investment advisor. Since 2015, Mr. Adkin has been employed at Stifel, Nicolaus & Company.[...]
Laurence Torres (CRD#: 2821373) is a previously registered broker. Most recently, Mr. Torres was employed at First Standard Financial Capital (2014-2016), Alexander Capital (2012-2014), Brookstone[...]
Sean Aaron Brady (CRD#: 4365173) is a previously registered broker. From 2008 to 2017, Mr. Brady was employed at First Allied Securities in St. Louis,[...]
Stacy Cheney-Jamison (CRD#: 4318631) is a former registered broker and investment advisor. Ms. Cheney-Jamison has been associated with CUNA Brokerage Services (2016-2017), IFS Securities (2015),[...]
Ruben Gerardo Aleman Escalante (CRD#: 6732188) is a former registered broker. In 2017, Mr. Aleman was employed as a representative at Wells Fargo Clearing Services,[...]
Francis Acosta is a formerly associated person of Transamerica Financial Advisors, Inc. (CRD#: 16164). On May 31st, 2018, the Financial Industry Regulatory Authority (FINRA) issued[...]
Ellen Vratoric (CRD#: 2345611) is a previously registered broker and investment advisor. Most recently, Ms. Vratoric was employed at The Huntington Investment Company (2008-2016) in[...]
Cornelius Peterson (CRD#: 5769919) is a previously registered securities broker. From 2011 to 2017, Mr. Peterson was employed as a representative at Morgan Stanley based[...]
Richard Poston (CRD#: 2623641) is a former broker and investment advisor. From 2010 to 2015, Mr. Poston was employed at H. Beck, Inc. in Plano,[...]