Donnell Noah Bowen (CRD#: 5641822) is a previously registered securities broker. From 2009 to early 2017, Mr. Bowen was employed at Northwestern Mutual Investment Services[...]
FINRA
John Douglas Wade (CRD#: 4486552) is a previously registered broker and investment advisor. Most recently, Mr. Wade was employed at U.S. Bancorp Investments, Inc. (2011-2018).[...]
Dallas York (CRD#: 6449560) is a previously registered securities broker and investment advisor. From 2015 to 2017, Mr. York was employed as a representative at[...]
Amy Pesina (CRD#: 6503149) is a formerly registered securities broker. Most recently, she was employed as a securities representative at J.P. Morgan Securities LLC (2015-2017).[...]
Leona Parsons (CRD#: 6164352) is a previously registered broker. Most recently, Ms. Parsons was employed at J.P. Morgan Securities LLC (2013-2018). She was based out[...]
Maria Tamburro (CRD#: 5977689) is a previously registered investment advisor and securities broker. Most recently, Ms. Tamburro was employed at Ameriprise Financial Services (2011-2016), based[...]
Sonn Law Group is Investigating Claims Against Merrill Lynch Branch in Tampa, Florida Currently, the securities fraud lawyers at Sonn Law Group are reviewing allegations[...]
Anthony Diaz (CRD#: 4131948) is a previously registered securities broker who has a long history of alleged misconduct and FINRA disclosures. Mr. Diaz has previously[...]
Brian Hussey (CRD#: 4640067) is a registered as a securities broker. At the current time, Mr. Hussey is employed at Ameriprise Financial Services, Inc., based[...]
Jacob Kagele (CRD#: 4606475) is a previously registered securities broker. Most recently, Mr. Kagele was employed at Mutual Securities, Inc. (2009-2017), based in Tucson, Arizona.[...]