• Michael Reither, Formerly of First Allied Securities, Accused of Dishonest or Unethical Conduct by Missouri Securities Division
• Shlomo Strugano, Formerly of First Allied Securities, Barred by FINRA Amid Allegations of Forgery
• Broker Investigation: Thomas Williams
• Broker Investigation: Michael E. Heath
• Broker Investigation: Sean Aaron Brady
• First Allied Securities: Information for Investors