• Scott Reed, Formerly of First Financial Equity, Barred by FINRA Following Allegations He Participated in Unauthorized Private Securities Transactions
• Stephen Whittaker, Formerly of First Financial Equity, Fined and Suspended by FINRA Over Allegations of Unreported Outside Business Activities
• Scott Reed, Broker for First Financial Equity, Resigns from Wells Fargo Following Allegations of Selling Away
• Former First Financial Equity Broker Stephen Whittaker Terminated for Alleged Outside Business Activities