• Alec Franks, Formerly of First Standard Financial, Barred by FINRA Over Failure to Cooperate with Investigation into Alleged Outside Business Activities and Excessive Trading
  • Andre Pierre Davis, Formerly of First Standard Financial, Barred by FINRA for Refusing to Produce Information and Documents
  • Robert Spiegel, Formerly of First Standard Financial Company, Suspended Over Allegations of Excessive Trading
  • Michael Leahy, Formerly of Standard Financial Company, Barred by FINRA for Allegedly Failing to Supervise a Former Registered Representative
  • Broker James Bradley Schwartz – Who has a Long History of Customer Complaints – Faces New Allegations of Churning
  • Investigation: Former Alexander Capital FA William Gennity Barred