• Brokerage Firm Review: HD Vest Financial Services
• Former HD Investment Services Broker Erin Verespy Barred for Misappropriated Client Funds
• Broker Investigation: Jerry Davis Raines and Donna Lynn Barnard
• Broker Investigation: Jerry Raines, former H.D. Vest broker
• SEC Charges H.D. Vest Investment Services With Supervisory Failures Related to Registered Reps’ Outside Business Activities
• FINRA Bars Richard Allan Danz, St. Marys, Pennsylvania, from Securities Industry Following Misappropriation of Client Funds