• J.P. Morgan’s Capped Certificates of Deposit Linked to the S&P 500 Index CUSIP: 48128FW65
  • J.P. Morgan’s 7yr Capped S&P 500® Index CD CUSIP: 48128FW65
  • Broker Investigation: Amy Pesina
  • Broker Investigation: Leona Parsons
  • Former Morgan Stanley, J.P. Morgan advisors expelled for blowing off FINRA probes
  • SEC Sanctions UBS Financial Services, Oppenheimer & Co., J.P. Morgan Securities, and 10 Others for Improper Sales of Puerto Rico Junk Bonds