LPL Financial

Employing over 14,000 financial advisors, and owning over $500 billion in advisory & brokerage assets, LPL Financial Holdings is the largest independent broker-dealer in the United States. LPL Financial provides a variety of financial services to it’s global customer base including equities, annuities, bonds, insurance, mutual funds, and programs that require a fee. Like many financial services firms, LPL Financial has been the subject of numerous of legal claims because of violations which caused significant losses for its investors. Browse the articles below to see the specific cases involving LPL Financial.