• Christ Mavrakos Discloses $250,000 Customer Complaint Involving Short Positions
  • Former LPL Broker Nicholas Olivas Faces Pending $300,000 Options Claim
  • Paul Richard McGonigle, Formerly of LPL Financial, Accused of Defrauding Elderly Clients
  • Matthew Clason, Formerly of LPL Financial, Pleads Guilty to Wire Fraud
  • John Lee Scott, Formerly of LPL Financial, Barred by FINRA After Refusing to Appear for Testimony
  • Rhett Bedwell, Formerly of LPL Financial, Barred by FINRA For Refusing to Provide Information