• Samuel Izaguirre, Broker with LPL Financial, Facing $600K Customer Dispute
  • John H. Geary, Formerly of LPL Financial, Suspended by FINRA Following Allegations He Exercised Discretion Without Written Authorization
  • Lonna Rae Dehn Ristvedt, Formerly of LPL Financial, Suspended by FINRA Over Allegations of Engaging in Private Securities Transactions
  • Matthew Clason, Formerly of LPL Financial, Charged by SEC With Stealing Client Funds
  • Donald Woods, Formerly of LPL Financial, Suspended by FINRA After Allegations He Falsified Records
  • Patrick Coogan, Formerly of LPL Financial, Barred by FINRA Following Allegations He Made “Reckless Misrepresentations” in Agreements