• LPL Financial Fined $2.75 Million for Failing to Report Complaints
  • Utah Securities Regulators Crack Down: Three Brokerage Firms Fined for Unlawful Networking Agreements With Credit Unions
  • Former LPL Financial Advisor Bradley Gardner Barred by FINRA
  • Former LPL Financial Justin K. Wine Fired for Selling Unapproved Promissory Notes
  • Investigation: Charles Fackrell, Former LPL Financial Broker & Convicted Ponzi Scheme Felon
  • Ex-LPL FA Barred for Paying Taxes with Client Funds