Daniel Levine, Formerly of Morgan Stanley, Barred by FINRA After Failing to Provide Requested Information
Sumitro Pal, Formerly of Morgan Stanley, Facing Pending Customer Dispute Seeking $1.5 Million in Damages
David Turetzky, Formerly of Morgan Stanley, Facing 3 Pending Customer Disputes Alleging Failure to Supervise Management of Customer Accounts
Kevin Gunnip, Formerly of Morgan Stanley, Barred by FINRA Following Allegations of Unsuitable Short-Term Trading
Christopher Reid, Formerly of Morgan Stanley, Suspended Following Allegations of Outside Trading
Robert David, Formerly of Morgan Stanley, Facing Multiple Customer Disputes Alleging Misconduct
