MSI Financial Services

Ex-MML Broker Barred for Selling $3.5 million in Woodbridge Ponzi

Jeffrey Sonn
Feb 19, 2019
Posted in Investment Loss Investigations

Late last week, investment industry regulator FINRA barred Floyd Powell (CRD#: 2220029). Powell allegedly sold close to $3.5 million in promissory notes related to the[...]

Broker Investigation: Patrick Jermaine Phillips

Jeffrey Sonn
Aug 15, 2018
Posted in Investment Loss Investigations

Patrick Jermaine Phillips (CRD#: 4315963) was previously registered as a broker and investment advisor. In 2016, Mr. Phillips was employed at MSI Financial Services in[...]