• Abhishek Sheth, Broker with National Securities Corporation, Accused of Recommending GPB Capital Investments
  • Former Broker Joseph Alhadeff Barred by FINRA After Refusing to Provide Information and Documents Requested
  • Shaun Stein, Broker with National Securities Corp., Facing Customer Disputes Alleging Unsuitable Investments
  • Viqas Akhtar, Broker for National Securities Corporation, Named in Multiple Customer Disputes Alleging Unsuitability
  • Kevin Dziubela, Broker for National Securities, Expunged Customer Disputes Alleging Unsuitable Investment Recommendations
  • Christopher Ortiz, Broker for National Securities Corporation, Named in $265k Customer Dispute Alleging Unsuitability