Network 1 Financial Securities

Raymond Thomas, Formerly of Network 1 Financial Securities, Named in FINRA Complaint Alleging Participation in Unauthorized Outside Business Activities

Jeffrey Sonn
Mar 12, 2020
Posted in Broker / Advisor Investigations

Thomas allegedly engaged in outside business activities through a company he formed and controlled without providing notice to his member firm. The Sonn Law Group[...]

Network 1 Financial Advisor Wesley Clinton Faces Several Customer Complaints Claiming Unsuitable Investment Recommendations

Jeffrey Sonn
Feb 06, 2019
Posted in Investment Loss Investigations

Wesley Clinton (CRD#: 4628274) is an actively registered broker based in Seaford, New York. Since 2012, Mr. Clinton has been a representative of Network 1[...]