NY Life Securities

Felix Chu, Formerly of NY Life, Facing Two Pending Customer Disputes Alleging Unsuitable Promissory Note Investments

Jeffrey Sonn
Nov 18, 2020
Posted in Broker / Advisor Investigations

Chu was barred by FINRA in 2019 for failing to respond to a request for information. The Sonn Law Group is investigating allegations that Felix[...]

Rodney Stuart Ferguson, Broker with NY Life, Facing $170K Customer Dispute Alleging Unsuitable Recommendations

Jeffrey Sonn
Oct 20, 2020
Posted in Broker / Advisor Investigations

Ferguson has been named in multiple customer disputes over the span of his 26-year career. The Sonn Law Group is investigating allegations that Rodney Ferguson[...]