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Minish “Joe” Hede and Kevin Graetz, Formerly of Paulson Investment Company, Charged by SEC Following Allegations of Selling Away

Jeffrey Sonn
Aug 27, 2020
Posted in Broker / Advisor Investigations

The SEC alleged that Hede and Graetz acted as unregistered brokers in the sale of securities issued by Belize Infrastructure Fund I, LLC. The Sonn[...]

Broker Investigation: Kevin Graetz

Jeffrey Sonn
Jun 18, 2018
Posted in Investment Loss Investigations

Kevin Graetz (CRD#: 1935982) is a previously registered securities broker. Mr. Graetz was most recently associated with Paulson Investment Company in New York City. This[...]

Investigation: Kelly Clayton Althar, formerly of Financial West Group & Paulson Investment Company

Jeffrey Sonn
Jan 22, 2017
Posted in Investment Loss Investigations

The Sonn Law Group is investigating claims related to broker Kelly Clayton Althar (FINRA CRD#: 2666723) who was recently named a respondent in a FINRA[...]