• FINRA Suspends Thomas Edward Sova for Selling $250,000 in Woodbridge Ponzi Scheme Promissory Notes
  • FINRA Suspends Kirk James Bertsch for Participating in the Unauthorized Sale of Promissory Notes
  • Former LPL Financial Justin K. Wine Fired for Selling Unapproved Promissory Notes
  • Sonn Law Group Investigating Claims related to Beth Ty, Formerly of Park Avenue Securities, Sale of Daystar Funding and Frederick Alan Voight Promissory Notes
  • Tony Thompson and Thompson National Properties Defrauded Investors in TNP Notes Programs, According to FINRA Complaint