• Investigation: Michael Sharenow’s Sale of Puerto Rico Bonds
  • Investigation into Samuel Kluft Koltun of RBC
  • Couple Wins $2.5 Million in Arbitration Against UBS
  • Puerto Rico Misses Bond Payment; Half of US Open-End Muni Funds Exposed to Puerto Rico Debt
  • Recording Shows UBS Pressured Doubtful Brokers to Sell High Risk Puerto Rico Funds
  • FINRA Fines Popular Securities $125,000