John Harman, Formerly of Berthel Fisher and Royal Alliance, Suspended by FINRA for Violating FINRA Rule 2010
Kimberly Kitts Formerly of Royal Alliance Associates Barred By the SEC for Misappropriating Client Funds
Broker Investigation: Kimberly Pine Kitts
Ex-advisor pleads guilty to $6M fraud, used funds to buy a Range Rover
Investigation of Claims Regarding Former Royal Alliance Broker Frank John Capuano
