• Cubby Bice, Broker with Sagepoint Financial, Facing Multiple Customer Disputes Alleging Unsuitable Recommendations
  • Troy Baily, Formerly of Sagepoint Financial, Suspended by FINRA While Facing $135K Customer Dispute Alleging Improper Investment Recommendations
  • Timothy Jan Vanlohuizen, Broker for Sagepoint Financial, Subject of Customer Disputes Totaling Over $450K
  • Frederic O’Hara, Formerly of Sagepoint Financial, Suspended by FINRA Over Allegations He Engaged in Unapproved Outside Business Activities
  • Paul Mauro, Advisor for Sagepoint Financial, Receives Numerous Customer Complaints
  • Christopher Bice of Sagepoint Financial: Four Customer Complaints for Unsuitable Investment Recommendations