• Broker Investigation: Michael E. Heath
  • Lack of Oversight: Securities America Failed to Spot and Stop Advisor’s Scam
  • Broker Investigation: Jeffrey A. Laberge
  • Investigation: Broker James Rosebrough, Formerly of Securities America, LPL Financial
  • Retirees Seek Damages from NFP Securities, Inc., and Securities America, Inc., for Capital Solutions Sold Through Andrew Stuart Asset Management