Stewart Clinton Malloy

Broker Stewart Clinton Malloy Barred for Unsuitable Investments and then Failing to Comply

Jeffrey Sonn
Mar 27, 2019
Posted in Investment Loss Investigations

Stewart Clinton Malloy (CRD#: 1029931) is a previously registered securities broker. From 2009 to 2015, Mr. Malloy was employed at Morgan Stanley in Riverhead, New[...]

Investigation into Claims Involving Stewart Clinton Malloy

Jeffrey Sonn
Nov 04, 2015
Posted in Investment Loss Investigations

Sonn Law Group is investigating claims regarding Stewart Clinton Malloy (CRD #1029931, Bellport, New York). Malloy recently submitted an AWC in which he was fined[...]