The GMS Group

Investor Complaints: GMS Group Broker William Ornstein

Jeffrey Sonn
May 08, 2019
Posted in Investment Loss Investigations

William Ornstein (CRD# 500470) is a registered FINRA broker. Since 2001, Mr. Ornstein has been employed as a securities representative of The GMS Group, based[...]

Broker Investigation: Carmine Claudio Capone of The GMS Group

Jeffrey Sonn
Jan 26, 2018
Posted in Investment Loss Investigations

The GMS Group, LLC (CRD #8000, Livingston, New Jersey) and Carmine Claudio Capone (CRD #1124455, Fort Lauderdale, Florida) submitted an Acceptance, Waiver and Consent (AWC)[...]