Dennis Gibb, Former Founder and Owner of Sweetwater Investments, Sentenced to 5 Years in Prison for Stealing Over $3 Million of Client’s Investments
Michael Seigel, former National Securities Corporation Broker, Faces 3 Years in Prison for Defrauding Elderly Couple
Michael Alan Siegel, Former National Securities Broker, Barred From FINRA For Theft
Kimberly Kitts Formerly of Royal Alliance Associates Barred By the SEC for Misappropriating Client Funds
Broker Alert: Michael Royce Minghenelli Disciplined over Conversion of Funds
Broker Christopher Lee Hibbard Fired by Merril Lynch After Theft Allegations
