• Investigation: Darlene Bandy, Former UBS Representative
  • Investigation: Ralph Marra, former broker with Morgan Stanley and UBS
  • Sonn Law Group Achieves $957,796 Award Against UBS in Puerto Rico Case
  • SEC fines UBS – Investigation of UBS’ sale of reverse convertible notes
  • Couple Wins $2.5 Million in Arbitration Against UBS
  • Investigation: Phil G. Fiore, Jr. of UBS Financial Services