INVESTORS: Wells Fargo has been fined $3M over recommendations involving Unit Investment Trusts (UIT). Wells allegedly recommended unsuitable early investment trust rollovers causing customers to[...]
Wells Fargo Advisors Network
Wells Fargo allegedly failed to properly supervise advisors who were selling single-inverse ETFs to retail investors. The Sonn Law Group is investigating allegations that Wells[...]
Eric Paxton Neidermeyer (CRD# 1680870), a financial advisor since 1987, is an industry veteran. Since October of 2011, the broker has been registered with Wells[...]
Sam Aziz (CRD#: 1721932) is a registered broker and investment advisor. Since July of 2018, Mr. Aziz has been employed at David A. Noyes &[...]