INVESTORS: Wells Fargo has been fined $3M over recommendations involving Unit Investment Trusts (UIT). Wells allegedly recommended unsuitable early investment trust rollovers causing customers to[...]
Wells Fargo Clearing Services
Reed was also named in a customer dispute alleging unsuitable recommendations. The Sonn Law Group is investigating allegations that Scott Reed recommended unsuitable investments. If[...]
Wells Fargo allegedly failed to properly supervise advisors who were selling single-inverse ETFs to retail investors. The Sonn Law Group is investigating allegations that Wells[...]
Wilfred Rodriguez Jr. (CRD# 2504369) is a previously registered broker and investment advisor. From 2003 to 2018, Mr. Rodriguez was a representative of Wells Fargo[...]
David Manor (CRD#: 6033220) is a previously registered broker and investment advisor. From August of 2016 to February of 2018, Mr. Manor served as a[...]
Ronald R. Blasczyk (CRD#: 3065429) is a registered broker and investment advisor with Wells Fargo Clearing Services, LLC. Blasczyk is under investigation by FINRA, for[...]
Wilfred Rodriguez Jr. (CRD#: 2504369) is a previously registered broker and investment advisor. From 2003 to 2018, Mr. Rodriguez Jr. was employed at Wells Fargo[...]
Lloyd Thomas Layton (CRD#: 1618414) is a registered broker and investment advisor. Since 2015, Mr. Layton has been employed at Wells Fargo Clearing Services in[...]
Michael Morrissett (CRD#: 1456789) is a FINRA registered broker who is currently employed at Wells Fargo Clearing Services in Roanoke, Virginia. Mr. Morrissett has been[...]