• Broker Investigation: J. Gordon Cloutier Jr.
  • Wells Fargo Advisors scrutinized by Justice Department
  • Jeffrey Palish – Former Wells Fargo Advisor – Arrested for Stealing from Elderly Clients
  • Sonn Law Group Files FINRA Arbitration Case Against Advisor Jose Antonio Vidal
  • FINRA Orders Wells Fargo Broker-Dealers to Pay $3.4 Million in Restitution
  • Investigation: Charles Cumber, broker suspended by FINRA for outside business activities