• Diana Leon BrokerCheck Report: Osaic Wealth Structured Note Customer Disputes
• James Kennedy, Formerly of Woodbury Financial, Barred by FINRA After Refusing to Provide Information
• Ronald Hannes, Formerly of Woodbury Financial Services, Barred by FINRA for Refusing to Provide Documents and Information
• Broker Investigation: Robert Ginsberg
• Failure to Supervise: Former NFL Star Wins $1 Million From Woodbury Financial 
• Woodbury Financial Services: Information for Investors