Former Fort Lauderdale, Florida financial advisor Shomari Hearn (CRD# (https://www.google.com/url?q=https://adviserinfo.sec.gov/individual/summary/5026079&sa=D&source=editors&ust=1766341195965711&usg=AOvVaw1SXQzKi7ZQIlWzuhgUeBVR)5026079 (https://www.google.com/url?q=https://adviserinfo.sec.gov/individual/summary/5026079&sa=D&source=editors&ust=1766341195965863&usg=AOvVaw2_ENIkevB5VwKbj36djd0r)) was recently terminated from his former member firm in connection with alleged rule violations.[...]
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Sean Sullivan issued the following statement about claims and charges issued against him by FINRA: Background and Factual Inaccuracies The Article purports to summarize a[...]
Citigroup must pay couple $3.1 million for not overseeing broker: panelBy Suzanne BarlynSeptember 16, 201310:44 PM EDTUpdated September 16, 2013 October 16, 2012. REUTERS/By Suzanne[...]
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Multiple Class Actions have been filed alleging that investors were not paid a “reasonable interest rate” on their cash in their managed accounts have been[...]
A Federal Court Judge in Atlanta, Georgia has appointed a Receiver for Drive Planning. A receiver is an officer of the court, appointed to manage[...]
The Financial Regulatory Authority (“FINRA”) has reported on its BrokerCheck website that WILLIAM CALEB BENNETT was terminated from employment at PARK AVENUE SECURITIES LLC.The FINRA[...]