On February 13, 2012, FINRA Dispute Resolution announced the Award in Tarrant v. Kovack Securities, Inc. Case no. 10-03532. Sonn Law Group represents Mr. Tarrant who was a customer of Kovack Securities, while …
Over the last few years, ICON has created a number of investment funds which according to their own website are aimed at investing in “innovative investment products to individual and institutional investors through …
In the last two weeks, we have seen the rise of accusations regarding the artificial manipulation of the London InterBank Offered Rate (LIBOR). Barclays Plc, one of the largest financial institutions in the …
As JP Morgan falls deeper and deeper into the center of attention of the media, it is beginning to be clear that the problems the firm faces goes beyond losing billions of dollars …
The United States Senate is introducing a bill with bipartisan support to try to increase the effectiveness of fines levied by the Securities and Exchange Commission (SEC). The bill is being sponsored by …
The Securities and Exchange Commission is investigating alleged fraud committed by the City of Miami to deceive investors, and has recommended that a civil suit be filed against the city. In a letter …
REITs seemed like an ideal investment tool; pool a significant amount of money together from hundreds of investors, buy real estate properties with it, and then divide the profits gathered among those who …
The SEC announce on August 17th that it has been able to stop a $600 million ponzi and pyramid scheme, being perpetrated by Paul Burks, who was the sole owner of Rex Venture …
On August 16th the Securities and Exchange Commission charged former Football Hall of Famer, Coach and sports commentator Jim Donnan with partaking and promoting in a $80 million ponzi scheme. The scheme was …
A California Appeals court has made a decision which could impact all brokers who have records. They have set precedent which may allow those brokers with records an easier manner of expunging them …