Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Class Action Lawsuit Filed Against Edgio, Inc. (NASDAQ: EGIO) for Alleged Securities Violations During Class Period and Financial Restatements
A lawsuit has been filed against Edgio, Inc. (formerly known [...]
Credit Suisse Class Action Lawsuit: Alleged Violations of Securities Exchange Act of 1934
The Securities Exchange Act of 1934 was allegedly violated by [...]
SEC Files Charges in Fine Wine Investment Fraud Scheme
Charges of fraud have been brought by the Securities and [...]
SEC Charges Crypto Asset Trading Platform Bittrex and its Former CEO for Operating an Unregistered Exchange, Broker, and Clearing Agency
Bittrex, Inc., a crypto asset trading platform, and its co-founder [...]
Plug Power Faces Lawsuit Over Allegedly False and Misleading Statements Regarding Business Operations
Plug Power Inc. is facing a lawsuit filed in the [...]
SEC Charges Terraform and CEO Do Kwon with Defrauding Investors in Crypto Schemes
The Securities and Exchange Commission (SEC) has filed charges against [...]
Dutch Bros faces class-action lawsuit for securities violations
A class-action lawsuit has been filed on behalf of investors [...]
Norfolk Southern Faces Securities Fraud Charges
Norfolk Southern, a transportation company, is facing legal action for [...]
Sonn Law Group PA Files Arbitration Claim Involving Financial Advisor Caz Craffy and Continues to Investigate Other Potential Claims
Sonn Law Group has filed a FINRA arbitration claim on [...]
