Alan Price, Formerly of Edward Jones, Named in FINRA Complaint Alleging He Borrowed Money from Customers

Price is also accused of failing to comply with requests for documents and information.

alan-price-named-in-finra-complaintAlan Price (CRD#:3181061) was registered as a broker with Edward Jones from 2007 until 2020. Price was discharged from Edward Jones following allegations that he engaged in a personal loan with a client.

Price has one other disclosure on his BrokerCheck report.

April 2021 Regulatory Judgment

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Alan Price. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.