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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Andrew Perry Hess, Formerly of Ameriprise Financial Services, Facing Pending Customer Dispute Alleging Failure to Diversify Portfolio

INVESTORS: Ameriprise Financial Services broker Andrew Perry Hess was named in a customer dispute alleging failure to diversify portfolio and unsuitable investment recommendations.

Andrew Perry Hess (CRD: 5056901) was registered as a broker with Ameriprise Financial Services from 2006 until 2021.

Hess has one disclosure on his BrokerCheck report.

January 2022 Customer Dispute

Status: Pending

Allegations: Claimants allege that Respondent failed to properly allocate and diversify their investment portfolio and that they were recommended unsuitable alternative investments including Carey Watermark/Watermark Lodging Trust REIT and FSEP.

Damage Amount Requested: $300,000.00

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