Brian Kenneth Court, Broker with Aegis Capital, Facing Pending Customer Dispute Alleging Various Forms of Misconduct

INVESTORS: Aegis Capital broker Brian Kenneth Court was named in a customer dispute alleging unsuitability, churning, breach of fiduciary duty, and negligence.

Brian Kenneth Court (CRD: 2591547) is registered as a broker with Aegis Capital, where he’s been employed since 2014. Previously, Court was registered as a broker with JP Turner & Company from 2010 until 2014. 

Court has five disclosures on his BrokerCheck report. Two customer disputes filed against Court were closed with no action taken.

July 2021 Customer Dispute

Status: Pending

Allegations: Time frame: May 2014 – March 2021. Claimant alleges unsuitability, churning, breach of fiduciary duty and, negligence

Damage Amount Requested: $110,000.00

February 2017 Customer Dispute

Status: Settled

Allegations: Time Frame: June 2015 – November 2016. Client alleges unauthorized trading, unsuitable transactions, and churning.

Damage Amount Requested: $65,451.00

Settlement Amount: $35,000.00

Broker Comment: The claims made by this individual are completely inaccurate. I will vigorously defend and disagree with all aspects of this statement.

January 2010 Customer Dispute

Status: Settled

Allegations: Claimant alleges unauthorized trading, unsuitable investment purchases, and churning.

Damage Amount Requested: $690,381.00

Settlement Amount: $67,500.00

Broker Comment: The claims made by this individual are completely inaccurate and upsetting to say the least. I will vigorously defend this claim and disagree with all aspects of this statement.

If you have any information about Brian Kenneth Court that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.