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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Carlos A. Estima, Broker with Insigneo Securities, Facing Pending Customer Dispute Alleging Investment Losses

INVESTORS: Insigneo Securities broker Carlos A. Estima was named in a customer dispute alleging investment losses.

Carlos A. Estima (CRD: 5626848) is registered as a broker with Insigneo Securities, where he’s been employed since 2020. Previously, Estima was registered as a broker with EFG Capital International from 2009 until 2020.

Estima has one disclosure on his BrokerCheck report.

November 2021 Customer Dispute

Status: Pending

Allegations: Claimants allege that during the course of 2019 and 2020, EFG Capital International Corp failed to provide the expected and agreed upon level of service specifically with regards to complex option trading and as a result, the Claimant sustained losses.

Damage Amount Requested: $4,100,000.00

If you have any information about Carlos A. Estima that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

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