INVESTORS: Insigneo Securities broker Carlos A. Estima was named in a customer dispute alleging investment losses.
Carlos A. Estima (CRD: 5626848) is registered as a broker with Insigneo Securities, where he’s been employed since 2020. Previously, Estima was registered as a broker with EFG Capital International from 2009 until 2020.
Estima has one disclosure on his BrokerCheck report.
November 2021 Customer Dispute
Allegations: Claimants allege that during the course of 2019 and 2020, EFG Capital International Corp failed to provide the expected and agreed upon level of service specifically with regards to complex option trading and as a result, the Claimant sustained losses.
Damage Amount Requested: $4,100,000.00
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