Blatz is accused of making unsuitable trades, breach of fiduciary duty, and other violations.
Charles Alan Blatz (CRD#: 706158) is registered as a broker and investment adviser with Benjamin F. Edwards & Company, where he has been employed since 2012. Previously, Blatz was registered as a broker and investment adviser with Wells Fargo from 2008 until 2012.
Blatz has six disclosures on his BrokerCheck report, but only one disclosure since 1997.
April 2021 Customer Dispute
- Status: Pending
- Allegations: Claimant alleges violation of federal anti-fraud provisions of federal securities laws, unsuitable trading strategy, common law and statutory fraud, breach of fiduciary duty and breach of contract, resulting from trading in penny stocks, use of margin, and unauthorized options trading. (Time frame 2015-2020)
- Damage Amount Requested: $1,500,000.00
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The Sonn Law Group is currently investigating allegations surrounding Charles Alan Blatz. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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