Tang is facing two pending customer disputes over the allegations.
Clara Tang (CRD: 4852979) was registered as a broker with Cetera Investment Services from 2012 until 2018. Previously, Tang was registered as a broker with Merrill Lynch in 2012.
Tang has three disclosures on her BrokerCheck report.
March 2020 Customer Dispute
- Status: Pending
- Allegations: Claimant alleges that the registered representative recommended unsuitable investments.
March 2019Customer Dispute
- Status: Pending
- Allegations: Claimant alleges that the registered representative recommended unsuitable investments.
- Damage Amount Requested: $5,000.00
August 2018 Customer Dispute
- Status: Settled
- Allegations: The clients allege unsuitability, breach of fiduciary duty, breach of contract, elder financial abuse.
- Settlement Amount: $15,000.00
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The Sonn Law Group is currently investigating allegations surrounding Clara Tang. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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