FINRA was investigating Jenson based on allegations of unsuitable investment recommendations.
David Jenson (CRD#: 1333734) was registered as a broker with Great Nation Investment Corporation in Amarillo, TX, where he has been employed since 2006. Previously, Jenson was registered as a broker with CND Financial in Schertz, TX, from 2005 until 2006.
Jenson has two disclosures on his BrokerCheck report.
February 2021 Regulatory Judgment
- Status: Final
- Allegations: Without admitting or denying the findings, Jenson consented to the sanction and to the entry of findings that he refused to produce information or documents requested by FINRA in connection with its investigation into whether he recommended customers invest in an unsuitable concentration of church bonds.
- Resolution: Acceptance, Waiver & Consent (AWC)
- Sanctions: Bar
- Registration Capacities Affected: All Capacities
- Duration: Indefinite
- Start Date: 1/22/2021
July 2013 Financial Judgment
- Status: Final
- Disposition: Discharged
- Allegations: Selling away, sale of unregistered securities, fraud, failure to timely amend Form U-4.
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The Sonn Law Group is currently investigating allegations surrounding David Jenson. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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