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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

David Sanford Wolfe, Broker with Aaron Capital, Named in Customer Dispute Alleging The Mishandling of An Account

INVESTORS: Aaron Capital broker David Sanford Wolfe was named in a customer dispute alleging that he mishandled an account.

David Sanford Wolfe (CRD#:1019315) is registered as a broker with Aaron Capital, where he has been employed since 2002. Wolfe was previously registered as a broker with J. Alexander Securities from 2001 until 2002.

Wolfe has four disclosures on his BrokerCheck report. Three disclosures refer to personal judgments / liens against Wolfe.

October 2021 Customer Dispute

Status: Award / Judgment

Allegations: Alleged I mishandled the account and a loan was given to an affiliate company.

Damage Amount Requested: $255,000.00

Damages Granted: $178,814.00

If you have any information about David Sanford Wolfe that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form. 

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