Dee Dee Brooks, Formerly of Signator Investors, Barred by FINRA Following Unapproved and Undisclosed Outside Business Activities

Brooks was formerly accused by a customer of recommending investments in a Ponzi scheme.

The Sonn Law Group is investigating allegations that Dee Dee Brooks committed misconduct.  If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

dee-dee-brooks-barred-by-finraDee Dee Brooks (CRD#:2559233) was a broker with Signator Investors in Huntington Beach, California from July 2015 until June 2018. She was recently barred by FINRA from associating with any FINRA member firm incapacity. Brooks has been in the financial industry since February 1995. 

Brooks has three total disclosures on her BrokerCheck report.

June 2020 Regulatory Judgment

July 2018 Customer Dispute

June 2018 Employment Separation After Allegations

Contact Us Today

The Sonn Law Group is currently investigating allegations that Dee Dee Brooks committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.