Dennis Daniel Herrera, Broker with Aegis Capital, Facing Pending Customer Dispute Alleging Various Forms of Misconduct

INVESTORS: Aegis Capital broker Dennis Daniel Herrera was named in a customer dispute alleging unsuitability, breach of contract, and breach of fiduciary duty.

dennis-daniel-herrera-pending-customer-disputeDennis Daniel Herrera (CRD: 4618370) is registered as a broker with Aegis Capital, where he’s been employed since 2016. Previously, Herrera was registered as a broker with Laidlaw & Company from 2014 to 2016.

Herrera has five disclosures on his BrokerCheck report. 

March 2020 Customer Dispute

March 2015 Customer Dispute

February 2013 Customer Dispute

October 2007 Customer Dispute

February 2013 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Dennis Daniel Herrera. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.